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8422775
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# Sir Nigel Rudd and Stephen Welton say new investment fund will create
'opportunities that don't currently exist'
## Three and a half months ago, Sir Nigel Rudd was fighting a losing media
war about the snow that paralysed Heathrow Airport before Christmas. Now the
clocks have gone forward, spring has arrived and the BAA chairman is getting
animated about green shoots.
![Three and a half months ago, Sir Nigel Rudd was fighting a losing media war
about the snow that paralysed Heathrow Airport before Christmas.][1]
Sir Nigel, left, and Stephen Welton. The BGF also wants to invest in companies
that have the potential to tap into markets not just in the UK but abroad too.
By Andrew Cave 8:00AM BST 03 Apr 2011
[Comments][2]
More particularly, he's launching a new business - and it's a whopper. The
Business Growth Fund (BGF), set up by Britain's top six banks and chaired by
Sir Nigel, will have £2.5bn of capital to invest in small and medium-sized
firms.
In the medium to long-term, he sees it floating on the London Stock Exchange
and entering the FTSE 100. In the really long term, he believes it could even
be among Britain's 10 biggest companies.
First, however, Sir Nigel and BGF's new chief executive, Stephen Welton, have
to deal with why there's a need for this new investment company, founded with
encouragement from the Government and capital from Barclays, HSBC, Lloyds
Banking Group, Royal Bank of Scotland, Santander and Standard Chartered.
Despite the business being backed by banks, Sir Nigel, a former deputy
chairman of Barclays, understands why some might engage in bank bashing.
"I've seen this from two sides," he says. "I've been an entrepreneur and I've
also been director of a bank, and I've seen that banks are not good
individually at investing long-term in equity in smaller businesses, and they
are also reluctant lenders on a long-term basis.
## Related Articles
* [Business Growth Fund - fast facts and the men at the helm][3]
03 Apr 2011
"Also, the people in banks are not trained to do it. They're not the kinds of
people who can advise on the management of a business. They're bankers."
Warming to his theme in the BGF's temporary offices inside an ornate HSBC
building in London's St James's, he sees the new fund as allowing banks to get
back to doing what they do best.
"Banks should be lending to small and medium-sized businesses on a short-term
working capital requirement basis," he says.
"But they've been lending to small companies, effectively providing fixed
capital for a bankers' return, and there's been nobody in the market really
providing equity for small businesses.
"There's a real situation here. It's alright to go on bashing the banks and
saying they should lend more, and probably they should. But they shouldn't be
lending to companies really in substitution for long-term fixed capital, which
makes businesses more stable so they can make better decisions and can grow
with confidence."
That, of course, was the reason the original 3i was set up by the Bank of
England and the large British banks as the Industrial and Commercial Finance
Corporation in 1945. It had a mandate to make long-term equity investments in
growth businesses. Curiously, at the time, the justification was to talk about
an "equity gap" - the exact term that Sir Nigel and Welton are using now. So
why have we come full circle again?
"3i is a very successful company," says Welton, who has spent 20 years in
private equity and joins BGF from CCMP Capital, formerly known as JP Morgan
Capital Partners. "But they no longer provide growth capital at this end of
the market, notwithstanding that they started here, because they're a global
firm now operating on a global basis.
"What's happened over the past 20 or 30 years is that private equity firms
have moved up the size spectrum and invested more capital typically in
buyouts. Growth capital is something that's become less and less available. So
this gap has naturally emerged as private equity firms have changed their
priorities."
So banks don't have the skills to invest equity in small business and private
equity, which abounds with such skills, don't want to do it anymore.
Welton looks uncomfortable with that summation of affairs, but that seems to
be what the duo are saying.
The evidence certainly suggests there is a need. The Rowlands Review,
published in November 2009, estimated that, out of 170,000 UK small and
medium-sized companies, 25,000 to 32,000 were in the growing and restructuring
bracket with characteristics that make them suitable for growth capital
finance.
SMEs employ 13.7m people in the UK - 59pc of the total private workforce - but
the recession and current austerity squeeze are having a severe impact on
businesses seeking finance. The report estimated that between 1,300 and 2,100
businesses will be unable to raise finance from any source, or encounter
problems raising finance from the first source they approach.
As the economy begins to recover, in the medium term, the report states that
up to 5,000 SMEs per year could experience problems accessing growth capital.
The upper limit of public/private provision is around £2m, while the minimum
level at which private equity providers fund is typically £10m and over. The
BGF, by offering equity investments of between £2m and £10m to small and
medium-sized companies, is aiming help to fill that gap.
So what is the BGF going to invest in? Well, let's do the negatives first.
It's not going to be a bank, says Welton firmly, and it's not aimed at start-
ups but at companies that have typically been operating for five to 10 years
or longer.
It also won't invest in financial services companies but it will be
particularly interested in targeting firms in the media, leisure, environment
and health-care markets.
The BGF also wants to invest in companies that have the potential to tap into
markets not just in the UK but abroad too. Welton is at pains to stress that
behind the soft focus of a helpful funder it is going to be a profit-hungry,
capitalist animal.
"This is a private sector organisation," says Welton. "We have to make a good
return like any other private sector organisation, and we fundamentally need
to practice what we preach.
"We're going to be supporting smaller growing profitable businesses that have
good long-term futures and have to be run on sensible lines. We will be
exactly the same.
"We're a company rather than a fund. We're called the BGF because that denotes
investment but critically we are investing off our own balance sheet, and that
gives us two very significant advantages. It means we can take longer-term
investment horizons without having to recycle money back to private investors.
"We will be investing over five to seven-year horizons on average [and] as we
realise gains from our portfolio we will reinvest that back into the business
and into new companies. That enables us structurally to take a longer-term
view, and that's extremely important."
The model for BGF's bank shareholders, say Sir Nigel and Welton, is pretty
straightforward. They will provide the capital to enable the fund to develop a
business of scale and over the longer-term they will enjoy returns as a
shareholder in what will be a significant investment institution in its own
right.
Formally launching over the next few weeks before opening to business next
month, the BGF will have offices in Birmingham and Glasgow as well as London,
and will quickly employ 100 staff.
"The scale of the Business Growth Fund is something that would be very
difficult to replicate," says Welton. "It needed six banks to come together.
£2.5bn is a huge amount of capital for the smaller company sector. An
individual bank providing a portion of that we don't think would be as
successful because of inherent conflicts of interest.
"In the size frame of providing £2m to £10m there isn't really an institution
of any scale in this country that's providing that today. And there's an
opportunity to create demand as well as respond to demand that may come across
the door.
"There are family companies that have never thought about bringing in an
outside partner. If we can convince them that this is genuinely a different
opportunity for them and that we're in it for the long-term, we'll be creating
something in terms of opportunities that doesn't currently exist."
So how did these two get involved? Sir Nigel, a past chairman of Pilkington,
Alliance Boots and car dealership Pendragon, which he founded with one
dealership in 1982, claims some credit for the idea of the BGF, saying he's
been talking about the need for it for some time. He raised the idea with both
David Cameron and Lord Mandelson before last year's general election.
He wasn't that surprised to get the headhunters' call, then? "They said: 'We
hear you've been going on about this. Would you like to be put on a list to be
chairman?' I said: 'Absolutely. It's something I really believe in'."
Welton, who before joining CCMP was chairman and chief executive of TV Travel
Shop, a television distribution business in the UK and Germany, was looking to
do something a bit different.
"As we come out of recession we think there's going to be a lot of interest
from the business community at large for genuinely long-term capital which
isn't currently available," he says.
"It's important for us to be very clear about what it is we are doing and why
it's different, because there's an element of cynicism about the financial
services sector generally at the moment.
"We're providing something that isn't available and our job is to communicate
that to entrepreneurs and family companies that - as they think about how
they're going to grow their businesses over the next five to 10 years - we
will be able to provide capital and work alongside them as partners to achieve
that. That's an exciting and very positive message.
"It's now been set up and it will be around we hope for decades," says Sir
Nigel. "This is a new company that's going to be in existence for a very long
time. The ambition over time will be to float it as a public company but
that's way in the future. There won't be pressure on this company to sell its
investments.
"If they're good companies we'll continue to keep the investments and enjoy
the dividends or whatever the returns are. So it's not similar to a venture
capital fund in any way in that respect. We're making long-term investments in
companies and supporting them."
So what about the opportunity to invest in the BGF itself? Sir Nigel laughs.
"I'm 64, so I think I'll be well gone from the company before that happens.
We're building a very long-term business here."
As for Welton, he's only 50, so he might just get to take BGF into the
FTSE100. If he can prove that the fund is just what business needs as the
economy climbs back to health, he will deserve to.
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